James Frank Allston

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-08-30

FL RA
APPROVED

Since 2007-08-30

Branch Locations

3001 Countryside Boulevard, Clearwater, FL 33761 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	08/2007	Present

08/2007 → Present

J.W. Cole Financial, Inc.

Tampa, FL

Previous Registrations

2005-12-19 → 2007-09-06

New England Securities

Tampa, FL

Tampa, FL
2004-04-27 → 2005-08-19

Waddell & Reed

Palm Harbor, FL

Other Businesses

(1) FIXED INSURANCE AGENT (2) A) BETHEL LUTHERAN CHURCH B) 3155 N. MCMULLEN ROAD, CLEARWATER, FL 33761 C) RELIGION D) NON-INVESTMENT RELATED E) 4 HR/MONTH F) PRESIDENT OF CONGREGATION G) LEAD MONTHLY COUNCIL MEETINGS AND PARTICIPATE AND CONSULT IN THE ACTIVITIES OF THE CHURCH (3) A. DBA - WEALTH PUZZLE MANAGER (ADDED 2/12/15) B. INVESTMENT RELATED C. 3001 COUNTRYSIDE BLVD, CLEARWATER, FL 33761 D. FINANCIAL ADVISING, MGMT & CONSULTATION E. FINANCIAL ADVISOR F. 9/2007 G. 160 HRS/MONTH H. ALL TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-16

S66 Uniform Combined State Law Examination

2004-04-16

View on SEC IAPD

Current Employers

J. W. Cole Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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