Daniel Robert Wallach

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-14
MA	RA	APPROVED	2010-10-13

TX RA
APPROVED_RES

Since 2013-05-14
MA RA
APPROVED

Since 2010-10-13

Branch Locations

Weston, MA • United States

888 Worcester St, Suite 30, Wellesley, MA 02482 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Brookline	MA	10/2010	Present

10/2010 → Present

Lpl Financial Llc

Brookline, MA

Previous Registrations

2004-05-25 → 2010-10-12

Ameriprise Financial Services, Llc

Boston, MA

New Haven, CT

Boston, MA

Woodbridge, CT

Other Businesses

(1) 11/23/2010 - BLOX PROPERTIES, INC. - REAL ESTATE RENTAL - Investment Related - At Reported Business Location(s) - 2% Time Spent - INVOLVED IN REAL ESTATE DEVELOPMENT AND MANAGEMENT (2) 10/18/2011 - CW REALTY - Mortgage/Real Estate Services - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - Helping individuals buy or sell their homes. (3) 03/11/2014: BEACON WEALTH ADVISORS LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) (4) 06/03/2014: WALLACH ASSOCIATES - Business Entity For Tax/Investment Purposes Only - Investment Related - 18 Alton Court #2, Brookline MA 02446 - Start 03/19/2010 - No Time Spent - This LLC is strictly for handling LPL income from a tax standpoint. (5) 04/06/2015 - BLOX VENTURES, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 18 Alton Court #2, Brookline, MA 02446 - Start 04/15/2015 - No Time Spent - LLC for holding investments in private securities transactions. (6) 10/29/2018 - No Business Name - Investment Related - Stowe VT - Real Estate Rental - Started 04/01/2015 - 1 Hours Per Month/0 Hours During Securities Trading - Part-time rental of Vermont ski house. (7) 02/15/2019 - BLOX Partners LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:02/15/2019 - 0 hrs/mo - 0 hours during trading - LLC for holding investments in private securities transactions. (8) 8/16/2019 - No Business Name - Investment Related - Sarasota, FL - Real Estate Rental - Start Date: 09/18/2019 - 0 Hours Per Month - Full-time rental of condo.