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Shaan Rohit Vyas

Wells Fargo Clearing Services, LLC

New York, NY

Roslyn, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2013-03-11
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2013-03-11

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Roslyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Garden City NY 11/2012 11/2016
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 Present
Other Businesses

GRANT WILFLEY CASTING, NOT INVESTMENT RELATED, NEW YORK, NY. START: 1/11/17, 3 HOURS/MONTH (AS NEEDED), BACKGROUND ACTOR/FILM EXTRA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-09
  • S66 Uniform Combined State Law Examination
    2013-03-09
Other Names
  • Shaan Vyas

View on SEC IAPD

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