Paul K Kenneth Ramus

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2011-10-13

WI RA
APPROVED

Since 2011-10-13

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Hartland, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Brookfield	WI	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Brookfield, WI

Previous Registrations

2010-10-20 → 2011-10-25

Raymond James & Associates, Inc.

Delafield, WI
2004-05-18 → 2010-10-15

Robert W. Baird & Co. Incorporated

Racine, WI

Racine, WI

Other Businesses

1. St. Thomas More High School, it is a Catholic, coeducational high school, Member of a committee with management / supervisor functionsChairman of the Investment Subcommittee of Finance, which reports to the Finance Committee, which is overseen by the Board of Directors. The Investment Subcommittee of Finance is primarily responsible for the management and oversight of the school's Endowment Fund, start date-11/1/2022, MilwaukeeWisconsin United States-53207.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-29

S66 Uniform Combined State Law Examination

2004-03-29

Other Names

Paul Kenneth Ramus

View on SEC IAPD