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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-22
  • TX RA
    APPROVED
    Since 2016-01-22

Branch Locations

1670 Keller Parkway Ste 200, Keller, TX 76248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Granite Financial Ft Worth TX 07/2000 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 Present
Previous Registrations
  • 2012-01-19 → 2016-01-26
    Woodbury Financial Services, Inc.
    Keller, TX
    Keller, TX
Other Businesses

1-GRANITE BENEFITS INC, 1670 KELLER PKWY, STE 200, KELLER, TX, 5/2002 AS VP OF CORPORATION THAT MARKETS & SELLS FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE VENDORS. NIR - 20 HR/MO - 0/TRADING. 2-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2016 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 25/TRADING. 3-INDEPENDENT INSURANCE AGENT, 1670 KELLER PKWY, STE 200, KELLER, TX, 5/2000 SELLING MEDICARE SUPPLEMENT, LTC, AND FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE VENDORS. INV REL - 30 HR/MO - 15/TRADING. 4-GRANITE FINANCIAL GROUP, 1670 Keller Pkwy Ste 200, Keller, TX 76248, 02/2002, Vice President, DBA Name, INV REL, 140 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-26
S63 Uniform Securities Agent State Law Examination 2004-05-05
  • S65 Uniform Investment Adviser Law Examination
    2011-12-26
  • S63 Uniform Securities Agent State Law Examination
    2004-05-05

View on SEC IAPD

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