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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-17
  • MO RA
    APPROVED
    Since 2024-06-17

Branch Locations

Arnold, MO • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-12-10
  • MO RA
    APPROVED
    Since 2014-12-10

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Arnold, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St Louis MO 07/2014 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-10
S63 Uniform Securities Agent State Law Examination 2004-04-09
  • S65 Uniform Investment Adviser Law Examination
    2014-12-10
  • S63 Uniform Securities Agent State Law Examination
    2004-04-09
Other Names
  • Dave Thornberry
  • David Scott Thornberry

View on SEC IAPD

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