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Derek Robert Dimanno

LPl Financial LLC

Towson, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-19
MD RA APPROVED 2019-08-05
  • TX RA
    APPROVED
    Since 2021-10-19
  • MD RA
    APPROVED
    Since 2019-08-05

Branch Locations

1122 Kenilworth Drive Ste 415, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Stastny Agency Baltimore MD 01/2004 Present
Nationwide Securities Baltimore MD 01/2004 08/2019
Lpl Financial, Llc Towson MD 08/2019 Present
  • 01/2004 → Present
    Robert Stastny Agency
    Baltimore, MD
  • 01/2004 → 08/2019
    Nationwide Securities
    Baltimore, MD
  • 08/2019 → Present
    Towson, MD
Previous Registrations
  • 2008-12-02 → 2019-08-07
    Baltimore, MD
    Monkton, MD
    Towson, MD
    Baltimore, MD
    Timonium, MD
    Rising Sun, MD
    Bel Air, MD
    Wilmington, DE
    Wilmington, DE
    Severna Park, MD
    Baltimore, MD
    Newark, DE
    Hockessin, DE
    Annapolis, MD
    Middletown, DE
    Bear, DE
Other Businesses

1. 11/15/2007 - FLAGSHIP ASSET SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ TOWSON, MD 2. 09/01/2003 - STASTNY INSURANCE AGENCY/ OUTSIDE, W-2 EMPLOYMENT/ INVESTMENT RELATED/ 0%/ BALTIMORE, MD 3. 06/05/2019 - DRD INC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ TOWSON, MD 4. 09/01/2003 - DEREK DIMANNO/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 20%/ TOWSON, MD 5. 11/13/2019 - Oak & Stone Capital Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/05/2019 - 2 hrs/mo - 2 hrs during trading. 6. 7/2/2020 - Oak & Stone Capital Advisors - DBA: Oak & Stone Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/2020 - 0 Hours Per Month. 7. 9/9/2020 - Flagship Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/1/2020 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-23
S65 Uniform Investment Adviser Law Examination 2008-10-31
  • S63 Uniform Securities Agent State Law Examination
    2009-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-10-31
Designations

View on SEC IAPD

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