Thomas Robert Worrall Iii

Current Employers

Employment History

• 06/1988 → 12/2016
  Impeller Dynamics
  Houston, TX
• 01/1981 → Present
  Azusa Specialties, Inc.
  La Verne, CA
• 03/2001 → 12/2020
  Ozco Enterprises, Llc
  Houston, TX
• 12/2015 → Present
  Laurel Wealth Advisors
  Solana Beach, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-02-01 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  La Verne, CA
• 2017-03-08 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  La Verne, CA
• 2012-08-03 → 2012-12-31
  Strategic Financial
  Glendora, CA
• 2005-05-05 → 2011-12-31
  Strategic Financial
  Claremont, CA
• 2006-03-01 → 2008-12-31
  Private Consulting Group, Inc.
  Rancho Cucamonga, CA
• 2005-01-25 → 2006-03-02
  Kestra Investment Services, Llc
  Claremont, CA

Other Businesses

1. Name of Outside Business or Organization: Azusa Specialties, Inc., La Verne, CA Address: Forester Drive, La Verne, CA Title: President Description of Business or Organization: Property Management Description of Duties or Responsibilities: General property management duties. Start Date: 01/1981 Hours Devoted to OBA Monthly: 0 during trading hrs. / < 5 during non-trading hrs. 2. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: LAUREL WEALTH ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-26
• S63 Uniform Securities Agent State Law Examination
  2000-03-08

Other Names

• T.R. Worrall
• T.R. Worrall