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Current Employers
Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-17
  • MN RA
    APPROVED
    Since 2014-01-17

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakwood Capital Securities Inc Minneapolis MN 06/2010 12/2023
Oakwood Capital Securities, Inc. Minneapolis MN 06/2024 Present
Oakwood Capital, Inc. Minneapolis MN 01/2014 Present
  • 06/2010 → 12/2023
    Oakwood Capital Securities Inc
    Minneapolis, MN
  • 06/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
  • 01/2014 → Present
    Minneapolis, MN
Previous Registrations
  • 2014-01-17 → 2020-12-31
    St. Louis Park, MN
    Edina, MN
  • 2008-12-17 → 2010-08-10
    Wfg Advisors, Lp
    Plymouth, MN
  • 2007-01-03 → 2008-12-18
    Eplanning Advisors Inc
    Roseville, CA
  • 2005-01-28 → 2006-12-31
    Wall Street Financial Group, Inc.
    Plymouth, MN
    Plymouth, MN
Other Businesses

INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169 S, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS - OC IS AN SEC REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 6/28/2010. APPROXIMATELY 90 HOURS PER MONTH (BASED ON 160 WORKING HOURS PER MONTH) ARE SPENT ON OC BUSINESS DURING TRADING HOURS. SALES REPRESENTATIVE FOR LIFE, FIXED ANNUITY AND LONG TERM CARE INSURANCE. APPROXIMATELY 4 HOURS PER MONTH ARE SPENT ON THIS INVESTMENT RELATED BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-13
  • S66 Uniform Combined State Law Examination
    2004-02-13

View on SEC IAPD

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