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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-05-24
TX RA APPROVED 2021-05-19
  • AZ RA
    APPROVED
    Since 2021-05-24
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

17100 E Shea Blvd Suite 100, Fountain Hills, AZ 85268 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2011 05/2021
Raymond James Financial Services Advisors, Inc. Scottsdale AZ 05/2021 Present
Raymond James Financial Services, Inc. Scottsdale AZ 05/2021 Present
Fountain Hills Sanitary District Fountain Hills AZ 08/2017 04/2026
Previous Registrations
  • 2011-06-27 → 2021-05-20
    Overland Park, KS
    Overland Park, KS
    Olathe, KS
    St Louis, MO
    Scottsdale, AZ
    Fountain Hills, AZ
  • 2004-10-12 → 2005-01-27
    Overland Park, KS
  • 2004-08-09 → 2004-10-15
    Msi Financial Services, Inc.
    Overland Park, KS
Other Businesses

(1)Name of Business: Birch & Sterling, LLC Address: 14350 N 87th St Ste 300, Scottsdale, AZ, 85260-2663, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/08/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General oversight of business activities (2)Name of Business: SilverTree Collective Address: 14350 N 87th St Suite 300, Scottsdale, AZ, 85260, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/15/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: DBA Name only - SilverTree Collective will be an umbrellafor all companies to fall under (we have various groupswith different DBA names in our population) (3)Name of Business: SilverTree Companies, LLC Address: 14350 N 87th St Ste 300, Scottsdale, AZ, 85260-2663, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/08/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner and manager (4)Name of Business: SilverTree Signature Address: 17100 E Shea Blvd Ste 100, Fountain Hills, AZ, 85268-6624, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: DBA for Raymond James business. This will be a "concierge" level service brand for our Ultra High Net Worth Clients. (5)Name of Business: SilverTree Wealth Partners Address: 14350 N 87th St , Scottsdale, AZ, 85260, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: DBA for Raymond James business. Payroll, etc is run through STWP. (6)Name of Business: The SilverTree Foundation Address: 14350 N 87th St Ste 300, Scottsdale, AZ, 85260-2663, United States Activity Type: Non profit Position/Title: Officer - Vice President, Board Member Investment Related: Yes Start Date: 11/11/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: In case of the absence of the President, or of her/his inability from any cause to act, the Vice President shall perform the duties of that office. Like the President, the Vice President shall play a major role in resource development and in representing the organization within and outside the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-29
  • S66 Uniform Combined State Law Examination
    2011-04-29
Other Names
  • Mike James Maroon
  • Michael Maroon

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