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11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-03 |
Branch Locations
11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
1215 4Th Avenue, Seattle, WA 98161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altarus Records | Seattle | WA | 05/2026 | Present |
| Ameriprise Financial Services, Inc. | Seattle | WA | 03/2004 | 05/2019 |
| Purshe Kaplan Sterling Investments | Seattle | WA | 05/2019 | 08/2025 |
| Vinoble Group | Seattle | WA | 05/2019 | 08/2025 |
| Ameriprise Financial Services, Inc. | Seattle | WA | 04/2004 | 05/2019 |
| Composition Wealth, Llc | Seattle | WA | 03/2025 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month. 2) Altarus Records; Owner of classical music record label, Oversee sales of back CD inventory, manage relationships with distributors for online streaming and international CD sales, manage record label website, and, in the future, utilize profits to help record new albums for the label.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-12 |
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