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Shannon Thomas Sulewski

LPl Enterprise, LLC

Miami, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
OH RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

800 Nw 62Nd Ave Ste 120, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Coral Gables FL 12/2013 11/2024
Prudential Insurance Company Of America Coral Gables FL 12/2013 Present
Lpl Enterprise, Llc Miami FL 11/2024 Present
Previous Registrations
  • 2014-10-03 → 2024-11-14
    Pruco Securities, Llc.
    Columbus, OH
    Miami, FL
  • 2008-01-04 → 2013-12-18
    Ameriprise Financial Services, Llc
    Columbus, OH
    Dublin, OH
    Dublin, OH
    Worthington, OH
    Dublin, OH
  • 2006-04-24 → 2008-01-04
    Associated Planners Investment Advisory Inc
    Worthington, OH
  • 2004-10-15 → 2006-04-20
    Cetera Advisors Llc
    Worthington, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-10
  • S66 Uniform Combined State Law Examination
    2005-02-10

View on SEC IAPD

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