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Lashawn Diane Lewis

LPl Enterprise, LLC

Fort Wayne, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-14
IN RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
  • AZ RA
    APPROVED
    Since 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

10315 Dawson'S Creek Blvd Suite D, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 09/2005 12/2022
The Prudential Insurance Company Of America Indianapolis IN 02/2023 Present
Pruco Securities Llc Indianapolis IN 02/2023 11/2024
Lpl Enterprise, Llc Fort Wayne IN 11/2024 Present
  • 09/2005 → 12/2022
    Ameriprise Financial Services, Inc.
    Fort Wayne, IN
  • 02/2023 → Present
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 02/2023 → 11/2024
    Indianapolis, IN
  • 11/2024 → Present
    Fort Wayne, IN
Previous Registrations
Other Businesses

1.08/23/2024; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name Forest Glade Financial; Investment Related; at Reported Business Location(s); Start Date 02/06/2023; 20hrs/mth; 20hrs during trading 2.08/23/2024; Forest Glade Farms LLC; Farm; Not Investment Related; Fort Wayne,IN; Start Date 11/20/2023; 5hrs/mth; 0hrs during trading 3.08/26/2024; Health Insurance - General; Non-Variable Insurance Commission Trails; Investment Related; Fort Wayne,IN; Start Date 02/20/2023; hrs/mth; hrs during trading 4.09/25/2024; Genworth; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/23/2023; 1hrs/mth; 1hrs during trading 5.09/25/2024; United American; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/20/2023; 1hrs/mth; 1hrs during trading 6.12/27/2024; Anthem; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/25/2024; 1hrs/mth; 1hrs during trading 7.08/06/2025; Forest Glade MGMT LLC; Real Estate Rental; Investment Related; Fort Wayne,IN; Start Date 02/11/2022; 20hrs/mth; 20hrs during trading 8.08/21/2025; SILAC Insurance Company; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/28/2025; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-04
  • S66 Uniform Combined State Law Examination
    2018-01-04
Other Names
  • Lashawn Diane Stroup
  • Lashawn Diane Lewis
  • Lashawn Lewis

View on SEC IAPD

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