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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-08-08 |
Branch Locations
6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Wayne | IN | 11/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Wayne | IN | 03/2020 | Present |
Outside Employment; CPM Group LLC; Associate Financial Advisor - Financial Planning.; Manage advisory business; 6226 Covington Road, , Fort Wayne, IN, 46804; Investment-Related; 11/01/1999; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-08 |
| S66 | Uniform Combined State Law Examination | 2005-11-11 |
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