Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-08-08
  • IN RA
    APPROVED
    Since 2014-08-08

Branch Locations

6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Wayne IN 11/1999 03/2020
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 Present
Other Businesses

Outside Employment; CPM Group LLC; Associate Financial Advisor - Financial Planning.; Manage advisory business; 6226 Covington Road, , Fort Wayne, IN, 46804; Investment-Related; 11/01/1999; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-08
S66 Uniform Combined State Law Examination 2005-11-11
  • S65 Uniform Investment Adviser Law Examination
    2014-08-08
  • S66 Uniform Combined State Law Examination
    2005-11-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Wayne, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor