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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-01-02 |
| CA | RA | APPROVED | 2014-11-07 |
| TX | RA | APPROVED | 2014-11-07 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Segundo | CA | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | Present |
EXACUTOR OF AN ESTATE; INV RELATED; MANHATTAN BEACH, CA; EXECUTOR; 06/2025; 10 HOURS PER MONTH; 0 DURING TRADING; ENSURE TRUST OUTLINE IS CARRIED OUT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-29 |
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