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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-01-23
  • WI RA
    APPROVED
    Since 2017-01-23

Branch Locations

Cologate, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brookfield WI 03/2015 12/2016
Bank Mutual Brookfield WI 03/2015 12/2016
Transamerica Retirement Solutions Colgate WI 01/2017 Present
Transamerica Investors Securities Corporation Colgate WI 01/2017 Present
  • 03/2015 → 12/2016
    Brookfield, WI
  • 03/2015 → 12/2016
    Bank Mutual
    Brookfield, WI
  • 01/2017 → Present
    Transamerica Retirement Solutions
    Colgate, WI
  • 01/2017 → Present
    Transamerica Investors Securities Corporation
    Colgate, WI
Previous Registrations
  • 2015-03-10 → 2016-12-13
    Cedarburg, WI
    Grafton, WI
    Wauwatosa, WI
    Mequon, WI
    Pewaukee, WI
    Waukesha, WI
    Menomonee Falls, WI
    Milwaukee, WI
    Milwaukee, WI
    Glendale, WI
    Thiensville, WI
    Fond Du Lac, WI
    Sheboygan, WI
    Berlin, WI
    West Bend, WI
    Brookfield, WI
  • 2012-10-01 → 2015-03-11
    Pewaukee, WI
  • 2010-04-07 → 2012-10-01
    Chase Investment Services Corp.
    Pewaukee, WI
    Brookfield, WI
    Wales, WI
  • 2006-01-04 → 2010-03-30
    M&I Financial Advisors, Inc
    West Bend, WI
    West Bend, WI
Other Businesses

I will be a high school soccer referee. This is a non-investment related job. The address will be my home at 209 Scenic Ridge Ct, Colgate WI 53017 but I will be refereeing at high School soccer fields in the Milwaukee area. My first game will be April 2nd. I will work about 14 hours a month for 4 months a year. It will not be during trading hours but in the evenings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-22
S63 Uniform Securities Agent State Law Examination 2004-04-14
  • S66 Uniform Combined State Law Examination
    2004-04-22
  • S63 Uniform Securities Agent State Law Examination
    2004-04-14
Other Names
  • Kevin William Breckenfelder

View on SEC IAPD

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