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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brookfield | WI | 03/2015 | 12/2016 |
| Bank Mutual | Brookfield | WI | 03/2015 | 12/2016 |
| Transamerica Retirement Solutions | Colgate | WI | 01/2017 | Present |
| Transamerica Investors Securities Corporation | Colgate | WI | 01/2017 | Present |
I will be a high school soccer referee. This is a non-investment related job. The address will be my home at 209 Scenic Ridge Ct, Colgate WI 53017 but I will be refereeing at high School soccer fields in the Milwaukee area. My first game will be April 2nd. I will work about 14 hours a month for 4 months a year. It will not be during trading hours but in the evenings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-14 |
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