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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-02
FL RA APPROVED 2023-02-20
  • TX RA
    APPROVED_RES
    Since 2023-12-02
  • FL RA
    APPROVED
    Since 2023-02-20

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Ponte Vedra Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Wellesley MA 10/2011 06/2020
Stifel Nicolaus & Co Inc. Jacksonville FL 06/2020 02/2023
Raymond James & Associates Ponte Vedra Beach FL 02/2023 Present
  • 10/2011 → 06/2020
    Stifel Nicolaus & Co Inc
    Wellesley, MA
  • 06/2020 → 02/2023
    Stifel Nicolaus & Co Inc.
    Jacksonville, FL
  • 02/2023 → Present
    Raymond James & Associates
    Ponte Vedra Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-29
  • S66 Uniform Combined State Law Examination
    2004-04-29

View on SEC IAPD

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