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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-15
  • IL RA
    APPROVED
    Since 2021-12-15

Branch Locations

Citi Wealth Management, Nic 227 West Monroe St, Chicago, Chicago, IL 60606 • United States

Chicago, IL • United States

Cwm Retail, Sales 539 N. Michigan, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 07/2020
Citibank Chicago IL 07/2020 Present
Other Businesses

Two (2) Rental Properties - Chicago, IL; Investment-related; Affiliation started 02/01/2011; Title: Owner; Duties: Manage maintenance of the property and collect rent; No time is devoted to the rentals each month during security trading hours; 6 hours are devoted to the rentals each month outside of security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
S63 Uniform Securities Agent State Law Examination 2004-08-19
  • S66 Uniform Combined State Law Examination
    2021-09-17
  • S63 Uniform Securities Agent State Law Examination
    2004-08-19
Other Names
  • Yan Xiu Zhang

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

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