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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-10-20
TX RA APPROVED 2023-10-20
VA RA APPROVED 2023-10-20
  • MD RA
    APPROVED
    Since 2023-10-20
  • TX RA
    APPROVED
    Since 2023-10-20
  • VA RA
    APPROVED
    Since 2023-10-20

Branch Locations

11790 Sunrise Valley Drive Suite 103, Reston, VA 20191 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2004 10/2023
Raymond James Financial Services, Inc. Reston VA 10/2023 Present
Raymond James Financial Services Advisors, Inc. Reston VA 10/2023 Present
Previous Registrations
  • 2008-10-23 → 2023-10-23
    Ashburn, VA
    Rockville, MD
Other Businesses

(1)Name of Business: Mendoza, Elizabeth and Rafael Caceres; Okim, Kevin and Deborah Address: 11790 Sunrise Valley Dr Ste 103, Reston, VA, 20191-1438, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trustee of 401K plan for Okim Wealth Management. This is the LLC affiliated with RJFS (2)Name of Business: Okim Wealth Management LLC Address: 11790 Sunrise Valley Dr Ste 103, Reston, VA, 20191-1438, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/20/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planning and Client Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-15
S63 Uniform Securities Agent State Law Examination 2004-03-09
  • S66 Uniform Combined State Law Examination
    2008-10-15
  • S63 Uniform Securities Agent State Law Examination
    2004-03-09
Other Names
  • Deborah Joan Ng Chun

View on SEC IAPD

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