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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED | 2023-10-20 |
| VA | RA | APPROVED | 2023-10-20 |
Branch Locations
11790 Sunrise Valley Drive Suite 103, Reston, VA 20191 • United States
Bethesda, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2004 | 10/2023 |
| Raymond James Financial Services, Inc. | Reston | VA | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Reston | VA | 10/2023 | Present |
(1)Name of Business: Mendoza, Elizabeth and Rafael Caceres; Okim, Kevin and Deborah Address: 11790 Sunrise Valley Dr Ste 103, Reston, VA, 20191-1438, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trustee of 401K plan for Okim Wealth Management. This is the LLC affiliated with RJFS (2)Name of Business: Okim Wealth Management LLC Address: 11790 Sunrise Valley Dr Ste 103, Reston, VA, 20191-1438, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/20/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planning and Client Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-09 |
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