Michael Scott Boss

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-08
NE	RA	APPROVED	2014-05-22

TX RA
APPROVED_RES

Since 2016-08-08
NE RA
APPROVED

Since 2014-05-22

Branch Locations

Shelby, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed (No Official Name To Farming Operation)	Shelby	NE	01/1975	Present
Lpl Financial, Llc	Shelby	NE	04/2011	Present

01/1975 → Present

Self-Employed (No Official Name To Farming Operation)

Shelby, NE
04/2011 → Present

Lpl Financial, Llc

Shelby, NE

Previous Registrations

2011-05-17 → 2014-05-19

Independent Financial Partners

Shelby, NE
2011-03-04 → 2011-04-25

Securities America Advisors, Inc.

Shelby, NE
2007-02-08 → 2011-03-03

Edward Jones

York, NE

Other Businesses

1. 04/25/2011: OTHER-FARM - FARMING OPERATION: I AM SOLE OWNER OF MY FAMILY'S FARMING OPERATION. DUTIES ARE GENERAL FARM PRACTICES. - INVESTMENT RELATED - 15% OF TIME. 2. 7/22/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GENERATIONS FINANCIAL - INVESTMENT RELATED - SHELBY, NE. 3. 12/20/2018 - Polk County, Nebraska Board of Commissioners - Not investment Related - 400 Hawkeye Street Osceola, NE 68651 - Other-Political Office - County Commissioner - Start Date: 01/01/2019 - 15 Hours Per Month/12 Hours During Securities Trading - Elected for a County Commissioner seat. There are 3 commissioners per county.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-25
S63	Uniform Securities Agent State Law Examination	2004-03-11

S66 Uniform Combined State Law Examination

2007-01-25
S63 Uniform Securities Agent State Law Examination

2004-03-11

Other Names

Mike Boss

View on SEC IAPD