Roshani Pandey

Current Employers

True Root Financial

San Francisco, CA • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-11-13
CA	RA	APPROVED	2020-10-20

VA RA
APPROVED

Since 2023-11-13
CA RA
APPROVED

Since 2020-10-20

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bessemer Trust	San Francisco	CA	07/2016	06/2019
True Root Financial	San Francisco	CA	09/2020	Present
Sabbatical	Kathmandu		06/2019	09/2020

07/2016 → 06/2019

Bessemer Trust

San Francisco, CA
09/2020 → Present

True Root Financial

San Francisco, CA
06/2019 → 09/2020

Sabbatical

Kathmandu

Other Businesses

Global Nepali Professional Network. No investment related. Remote position. Nature: professional development organization. Treasurer. Start Date: 03/07/2021. 1 to 5 hours a month during non-market hours. Duties: keep the books, keep track of payments (in-flows and out-flows).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-24
S63	Uniform Securities Agent State Law Examination	2005-11-08

S65 Uniform Investment Adviser Law Examination

2020-06-24
S63 Uniform Securities Agent State Law Examination

2005-11-08