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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-11-14 |
Branch Locations
733 Bishop Street Suite 2500, Honolulu, HI 96813 • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Honolulu | HI | 12/2003 | Present |
| Pruco Securities, Llc. | Honolulu | HI | 12/2003 | 11/2024 |
| Lpl Enterprise, Llc | Honolulu | HI | 11/2024 | Present |
1) 11/14/2024 - Japanese Women's Society Foundation - Non-Profit Board Member - Non-voting, advisory role on the board of directors - Not INV Related - At Honolulu, HI - Start date 08/30/2018 - 4 HRS MTH - 0 HRS During trading 2) 01/27/2025 - Emerson Rogers - Non-Variable Insurance/Insurance Agency - Life, Disability, Long-term Care, Fixed Annuities - INV Related - At Honolulu, HI - Start date 01/17/2025 - 1hrs/mth - 0hrs During Trading 3) 01/29/2025 - Lori Fujikawa-Casey - Non-Variable Insurance - Equitable group life plan - INV Related - At Honolulu, HI - Start date 02/01/2025 - 1hrs/mth - 0hrs During Trading 4) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-06 |
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