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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-06-23 |
| TX | RA | APPROVED_RES | 2022-06-23 |
Branch Locations
16795 County Rd 24 Ste 110, Plymouth, MN 55447 • United States
108 N Main St, Le Sueur, MN 56058-1803 • United States
2145 Woodlane Dr Ste 108, Woodbury, MN 55125-1920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 08/2009 | 11/2016 |
| Royal Alliance Associates, Inc. | New York | NY | 11/2016 | 06/2022 |
| Focus Financial Network | Minneapolis | MN | 11/2016 | 06/2022 |
| Lpl Financial, Llc | Le Sueur | MN | 06/2022 | Present |
1) 06/21/2022 - Real Estate Rental - BRAD DAVIS - Investment Related - 1 Hr/Mon - 1 Hr/Trading - Le Sueur, MN 56058 - Start date: 01/1/2014 2) 06/21/2022 - DBA for LPL Business (entity for LPL business) - KMF Advisors - Investment Related - Le Sueur, MN 56058 - Start date: 05/2022 3) 08/02/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - insurance agent - Start Date - 07/27/2022 - 5 Hours Per Month/3 Hours During Securities Trading. 4) 12/28/2023 - Law Tax and Financial Services - Inv Related - Woodbury, MN - Tax Prep/Accounting/CPA - Co-Owner - Started: 2/10/2023 - 10 Hrs/Mo; 5 Hrs During Trading. 5) 07/24/2024 - KMF Insurance Agency - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 10/17/2022 - 10 Hours Per Month/ 1 Hour During Trading 6. 10/13/2025 - Senior Benefits Sign Up - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 10/03/2025 - 5 Hours Per Month/ 2 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-06 |
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