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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-03
  • GA RA
    APPROVED
    Since 2018-05-03

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

6210 Avalon Blvd., Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 01/2016 02/2018
Suntrust Bank Atlanta GA 01/2016 02/2018
Suntrust Advisory Services Atlanta GA 09/2016 02/2018
Hightower Securities, Llc Alpharetta GA 03/2018 Present
  • 01/2016 → 02/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 01/2016 → 02/2018
    Suntrust Bank
    Atlanta, GA
  • 09/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2018 → Present
    Hightower Securities, Llc
    Alpharetta, GA
Previous Registrations
Other Businesses

Equity interest in Advanced Combustion Energy Systems Inc. Occasionally I provide the CEO with consultative advice and feedback on the development and growth of the business.I don't get paid for the advice. Any consultative work that I conduct for the Company is conducted after business hours, approximately 30 hrs / year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-27
  • S66 Uniform Combined State Law Examination
    2006-10-27

View on SEC IAPD

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