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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-16
CA RA APPROVED 2014-07-15
  • TX RA
    APPROVED
    Since 2014-07-16
  • CA RA
    APPROVED
    Since 2014-07-15

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2009 Present
Bank Of America, N.A. Los Angeles CA 07/2022 Present
Other Businesses

I*4514285 Entity Type: Entity For Profit Name of OBA: MLJ, LLC Address: Redondo Beach, California, 90277 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/16/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Created LLC to sell t-shirts online My husband will be in charge. I don't have any responsibility

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-14
  • S66 Uniform Combined State Law Examination
    2014-07-14
Other Names
  • Maria Nela Chow
  • Mananela Chow

View on SEC IAPD

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