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Robert Reynolds Steinfeld

Stratos Wealth Partners, Ltd

Metairie, LA

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-21
LA RA APPROVED 2017-12-20
  • TX RA
    APPROVED
    Since 2017-12-21
  • LA RA
    APPROVED
    Since 2017-12-20

Branch Locations

3223 8Th Street Suite 203, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Metairie LA 02/2005 03/2017
Mml Investors Services, Llc Metairie LA 03/2017 12/2017
Lpl Financial Llc Metairie LA 12/2017 Present
Stratos Wealth Partners, Ltd. Metairie LA 12/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-12-20
    New Orleans, LA
    Metairie, LA
  • 2005-05-23 → 2017-03-25
    Msi Financial Services, Inc.
    Metairie, LA
    Metairie, LA
    New Orleans, LA
    Metairie, LA
    New Orleans, LA
Other Businesses

1) 12/14/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 160 hr/mth 2) 12/14/2017 - Non-Variable Insurance, Life / Accident / Health / Dental - Metairie, LA - inv rel - 15 hr/mth. 3) 12/15/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/22/2018 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-25
  • S66 Uniform Combined State Law Examination
    2005-07-25
Designations
Other Names
  • Robert Steinfeld

View on SEC IAPD

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