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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-21 |
| LA | RA | APPROVED | 2017-12-20 |
Branch Locations
3223 8Th Street Suite 203, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Metairie | LA | 02/2005 | 03/2017 |
| Mml Investors Services, Llc | Metairie | LA | 03/2017 | 12/2017 |
| Lpl Financial Llc | Metairie | LA | 12/2017 | Present |
| Stratos Wealth Partners, Ltd. | Metairie | LA | 12/2017 | Present |
1) 12/14/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 160 hr/mth 2) 12/14/2017 - Non-Variable Insurance, Life / Accident / Health / Dental - Metairie, LA - inv rel - 15 hr/mth. 3) 12/15/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/22/2018 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-25 |
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