Diane L Metivier

Current Employers

The Private Client Advisory Group, Llc

2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-10-17
TX	RA	APPROVED_RES	2025-10-17
NJ	RA	APPROVED	2021-03-18

PA RA
APPROVED

Since 2025-10-17
TX RA
APPROVED_RES

Since 2025-10-17
NJ RA
APPROVED

Since 2021-03-18

Branch Locations

Cinnaminson, NJ • United States

2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dvfg Advisors L.L.C.	Marlton	NJ	06/2005	02/2018
Invest Financial Corporation	Tampa	FL	01/2013	02/2018
Lpl Financial Llc	Cinnaminson	NJ	02/2018	Present
The Private Client Advisory Group Llc	Manasquan	NJ	03/2021	Present
Sole Proprietor	Cinnaminson	NJ	06/2003	Present
Diane Metivier-Sole Proprietor	Cinnaminson	NJ	12/1999	Present
Lpl Financial Llc	Cinnaminson	NJ	02/2018	03/2021
Ash Brokerage	Fort Wayne	IN	07/2023	Present

06/2005 → 02/2018

Dvfg Advisors L.L.C.

Marlton, NJ
01/2013 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Cinnaminson, NJ
03/2021 → Present

The Private Client Advisory Group Llc

Manasquan, NJ
06/2003 → Present

Sole Proprietor

Cinnaminson, NJ
12/1999 → Present

Diane Metivier-Sole Proprietor

Cinnaminson, NJ
02/2018 → 03/2021

Lpl Financial Llc

Cinnaminson, NJ
07/2023 → Present

Ash Brokerage

Fort Wayne, IN

Previous Registrations

2013-01-02 → 2018-02-16

Invest Financial Corporation

Appleton, WI

Cinnaminson, NJ

Appleton, WI
2008-06-10 → 2013-01-16

Cetera Wealth Services, Llc

Beverly, NJ

Minnetonka, MN

Mt Laurel, NJ
2002-11-08 → 2008-06-06

Principal Securities, Inc.

Marlton, NJ

Marlton, NJ
2002-05-14 → 2002-11-08

1717 Capital Management Company

Mt Laurel, NJ

Other Businesses

1. 02/14/2018 - Inspiring Women Financially - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Diane Metivier, Author - Not Investment Related - 608 Camelot Court, Cinnaminson, NJ 08077 - Other - For-Profit Business - Start Date 1/1/14 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 02/14/2018 - No Business Name - Not Investment Related - Riverside, NJ - Real Estate Rental - Co-owner - Start Date 04/2014 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 8/13/2020 - Private Client Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/13/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 5. 07/13/2023 - Ash Brokerage Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 07/11/2023 - 10 Hours Per Month/ 1 Hour During Trading 6. 10/09/2023 - Melaluca - Other - Health and wellness - Not Investment Related - Home Based - Start Date 08/15/2023 - 1 Hour a Month/ 0 Hours During Trading 7. 01/29/2024 - Lifewave - Other - Health and wellness - Preferred Customer - Not Investment Related - Home Based - Start Date 10/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-28
S63	Uniform Securities Agent State Law Examination	2000-01-04

S65 Uniform Investment Adviser Law Examination

2002-01-28
S63 Uniform Securities Agent State Law Examination

2000-01-04

Other Names

Diane Lee Cole

View on SEC IAPD