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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Investment Management, Llc Santa Monica CA 01/2012 12/2020
Jpmorgan Chase Bank, N.A. Santa Monica CA 03/2021 02/2022
J.P. Morgan Securities Llc Santa Monica CA 03/2021 02/2022
Td Ameritrade, Inc. Santa Monica CA 01/2012 01/2021
Western International Securities, Inc. Pasadena CA 02/2022 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 01/2012 → 12/2020
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
  • 03/2021 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Santa Monica, CA
  • 03/2021 → 02/2022
    Santa Monica, CA
  • 01/2012 → 01/2021
    Td Ameritrade, Inc.
    Santa Monica, CA
  • 02/2022 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2022-02-07 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
  • 2021-03-24 → 2022-02-17
    Santa Monica, CA
  • 2012-01-26 → 2021-01-11
    Td Ameritrade, Inc.
    Los Angeles, CA
  • 2012-01-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
  • 2011-01-06 → 2012-01-19
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2009-12-17 → 2011-01-03
    Chase Investment Services Corp.
    Chicago, IL
  • 2009-05-02 → 2009-06-05
    Chase Investment Services Corp.
    San Pedro, CA
    San Pedro, CA
  • 2008-05-19 → 2009-05-02
    Wamu Investments, Inc.
    San Pedro, CA
    Long Beach, CA
    San Pedro, CA
    San Pedro, CA
Other Businesses

1. 06/05/2025- Shaun Beyrer- Real Estate Rental- INV Related- At Lake Arrowhead, CA- Start date 01/03/2016- 4 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-15
S63 Uniform Securities Agent State Law Examination 2004-01-23
  • S65 Uniform Investment Adviser Law Examination
    2008-05-15
  • S63 Uniform Securities Agent State Law Examination
    2004-01-23
Designations

View on SEC IAPD

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