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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
CA RA APPROVED 2012-09-06
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • CA RA
    APPROVED
    Since 2012-09-06

Branch Locations

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

6320 Canoga Avenue Ste 1508, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Los Angeles CA 07/2012 Present
Mml Investors Services, Llc Los Angeles CA 08/2012 Present
Previous Registrations
  • 2008-11-19 → 2012-07-18
    New England Securities
    Woodland Hills, CA
  • 2004-03-04 → 2008-11-18
    Woodland Hills, CA
    Woodland Hills, CA
Other Businesses

(1) NAME: E-BAY SALES INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: BUY/SELL SPORTS CARDS POSITION: SELLER/BUYER START DATE: 2001 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUY AND SELL CARDS. (2) NAME: MATTHEW PIME INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: HEALTH INSURANCE SALES POSITION: SALES START DATE: 1/1/06 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HEALTH INSURANCE SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-12
  • S66 Uniform Combined State Law Examination
    2004-02-12
Other Names
  • Matthew Pime

View on SEC IAPD

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