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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-24 |
Branch Locations
3333 Wilshire Blvd. Suite 800, Los Angeles, CA 90010 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Orange | CA | 02/2015 | 09/2025 |
| Pruco Securities, Llc. | Orange | CA | 02/2015 | 11/2024 |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | 09/2025 |
| The Leaders Group Inc | Summit | NJ | 10/2025 | Present |
| Emp Financial Network | Los Angeles | CA | 09/2025 | Present |
1.) EMP Financial Network - 9/4/2025 - 3333 Wilshire Blvd. Suite 800, Los Angeles, CA 90010 - Sales, Not Invt Rel, sales of insurance, 10 hrs/mo; 0 hrs/mo (during trading hours). 1.) TLG Advisors - 10/24/25 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 10 hrs/mo: 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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