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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-10-16
  • GA RA
    APPROVED
    Since 2013-10-16

Branch Locations

1100 Peachtree St Ne Ste 1000, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Atlanta GA 10/2013 Present
Rob Spencer Atlanta GA 10/2013 06/2023
Chad Harlan Atlanta GA 10/2013 07/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2013 08/2024
Robert Spencer Atlanta GA 09/2021 06/2024
Crestone Holdings Llc Atlanta GA 06/2024 08/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2024 08/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2024 08/2024
Charles Harlan Atlanta GA 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 10/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
  • 10/2013 → Present
    Atlanta, GA
  • 10/2013 → 06/2023
    Rob Spencer
    Atlanta, GA
  • 10/2013 → 07/2024
    Chad Harlan
    Atlanta, GA
  • 11/2013 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2021 → 06/2024
    Robert Spencer
    Atlanta, GA
  • 06/2024 → 08/2024
    Crestone Holdings Llc
    Atlanta, GA
  • 07/2024 → 08/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2024 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2024 → Present
    Charles Harlan
    Atlanta, GA
  • 08/2024 → 10/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-07
S63 Uniform Securities Agent State Law Examination 2004-03-10
  • S65 Uniform Investment Adviser Law Examination
    2007-11-07
  • S63 Uniform Securities Agent State Law Examination
    2004-03-10
Other Names
  • Paul King
  • Paul Douglas King

View on SEC IAPD

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