Adriana T Martinez Sarson

Ubs Financial Services Inc.

Coral Gables,, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-12
TX	RA	APPROVED	2023-06-06

FL RA
APPROVED

Since 2023-06-12
TX RA
APPROVED

Since 2023-06-06

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Coral Gables,, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	02/2016	05/2023
Ubs Financial Services	Miami	FL	06/2023	Present

02/2016 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
06/2023 → Present

Ubs Financial Services

Miami, FL

Previous Registrations

2017-02-27 → 2023-05-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
2011-06-09 → 2013-02-06

Bny Mellon Securities Corporation

New York, NY
2010-05-01 → 2011-06-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY
2006-05-02 → 2009-04-30

Ubs International Inc.

New York, NY

Coral Gables, FL

Coral Gables, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-23

S66 Uniform Combined State Law Examination

2017-02-23

Other Names

Adriana Teresa Martinez
Adriana Teresa Martinez Sarson
Adriana Martinez Sarson
Adriana T Martinez Sarson
Adriana Martinez
Adriana Teresa Martinez
Adriana Teresa Martinez-Sarson

View on SEC IAPD

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