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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

Nashville, TN • United States

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 02/2013 Present
Previous Registrations
  • 2004-03-11 → 2013-02-13
    Morgan Keegan & Company, Llc
    Nashville, TN
    Franklin, TN
Other Businesses

Julia Green Elementary Cub Scout Pack 39 Address: Nashville, TN Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:Yes Start Date: 08/01/2017 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 1 Description of duties: I am the Pack Leader of the Cub Scouts which means I organize and plan scouting events and activities for the kids at Julia Green Elementary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-09
  • S66 Uniform Combined State Law Examination
    2004-03-09

View on SEC IAPD

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