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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-27 |
| IL | RA | APPROVED | 2014-06-02 |
Branch Locations
120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Chicago | IL | 06/2014 | Present |
| Raymond James & Associates, Inc. | Los Angeles | CA | 07/2022 | Present |
(1) Name of Business: DePaul University Address: 7362 W 82nd Street, Los Angeles, CA, 90045, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 04/24/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-25 |
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