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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-27 |
| TX | RA | APPROVED | 2026-08-27 |
Branch Locations
8241 Cornell Road Ste 210, Cincinnatio, OH 45249 • United States
8241 Cornell Road Suite 210, Cincinnati, OH 45249 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-30 |
| OH | RA | APPROVED | 2013-09-27 |
Branch Locations
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Blue Ash | OH | 09/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | 08/2026 |
| Lpl Financial Llc | Cincinnati | OH | 08/2026 | Present |
1. 08/2026 - Dominion Wealth Partners - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/27/2026 2. 08/2026 - Naber Financial Corp - Business Entity For Tax/Investment Purposes Only - INV REL- 00 Hrs/Mth - 00 Hrs During Trading - Montgomery, OH 45242 - OBA Start Date: 08/27/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-25 |
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