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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2011-07-05
  • KS RA
    APPROVED
    Since 2011-07-05

Branch Locations

105 N Main St, Wichita, KS 67202 • United States

105 N Main, Wichita, KS 67202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intrust Bank Wichita KS 03/2007 Present
Lpl Financial Llc Wichita KS 07/2011 Present
  • 03/2007 → Present
    Intrust Bank
    Wichita, KS
  • 07/2011 → Present
    Wichita, KS
Previous Registrations
  • 2007-04-13 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Wichita, KS
  • 2004-02-26 → 2007-04-03
    A. G. Edwards & Sons, Inc.
    Colorado Springs, CO
    Colorado Springs, CO
Other Businesses

1. 06/07/2011-OTHER-FINANCIAL ADVISOR-INTRUST WEALTH MANAGEMENT-TIME SPENT 80%-ANNUAL INCOME 100,000 2. 06/01/2011-DBA ONLY-INTRUST FINANCIAL SERVICES. 3. 4/11/2019 - InTrust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/21/2019 - 0 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-25
  • S66 Uniform Combined State Law Examination
    2004-02-25

View on SEC IAPD

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