Best Investors
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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-04 |
| AZ | RA | APPROVED | 2022-04-25 |
| DC | RA | APPROVED | 2022-04-25 |
| NV | RA | APPROVED | 2022-04-19 |
| OR | RA | APPROVED | 2022-04-12 |
| SD | RA | APPROVED | 2022-04-12 |
| FL | RA | APPROVED | 2022-04-11 |
| ND | RA | APPROVED | 2022-04-11 |
| WV | RA | APPROVED | 2022-04-08 |
| GA | RA | APPROVED | 2022-04-07 |
| MT | RA | APPROVED | 2022-04-07 |
| NE | RA | APPROVED | 2022-04-07 |
| NJ | RA | APPROVED | 2022-04-07 |
| NM | RA | APPROVED | 2022-04-07 |
| OH | RA | APPROVED | 2022-04-07 |
| UT | RA | APPROVED | 2022-04-07 |
| VT | RA | APPROVED | 2022-04-07 |
| AL | RA | APPROVED | 2022-04-06 |
| AK | RA | APPROVED | 2022-04-06 |
| AR | RA | APPROVED | 2022-04-06 |
| CA | RA | APPROVED | 2022-04-06 |
| CO | RA | APPROVED | 2022-04-06 |
| CT | RA | APPROVED | 2022-04-06 |
| DE | RA | APPROVED | 2022-04-06 |
| HI | RA | APPROVED | 2022-04-06 |
| ID | RA | APPROVED | 2022-04-06 |
| IL | RA | APPROVED | 2022-04-06 |
| IN | RA | APPROVED | 2022-04-06 |
| IA | RA | APPROVED | 2022-04-06 |
| KS | RA | APPROVED | 2022-04-06 |
| KY | RA | APPROVED | 2022-04-06 |
| LA | RA | APPROVED | 2022-04-06 |
| ME | RA | APPROVED | 2022-04-06 |
| MD | RA | APPROVED | 2022-04-06 |
| MI | RA | APPROVED | 2022-04-06 |
| MN | RA | APPROVED | 2022-04-06 |
| MS | RA | APPROVED | 2022-04-06 |
| MO | RA | APPROVED | 2022-04-06 |
| NH | RA | APPROVED | 2022-04-06 |
| NY | RA | APPROVED | 2022-04-06 |
| NC | RA | APPROVED | 2022-04-06 |
| OK | RA | APPROVED | 2022-04-06 |
| PA | RA | APPROVED | 2022-04-06 |
| RI | RA | APPROVED | 2022-04-06 |
| SC | RA | APPROVED | 2022-04-06 |
| TX | RA | APPROVED | 2022-04-06 |
| VA | RA | APPROVED | 2022-04-06 |
| WA | RA | APPROVED | 2022-04-06 |
| WI | RA | APPROVED | 2022-04-06 |
| WY | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services Llc | Baltimore | MD | 10/2014 | 10/2021 |
| Clearbridge Investments | New York | NY | 10/2014 | 10/2021 |
| Legg Mason & Co | Baltimore | MD | 10/2014 | 10/2021 |
| Columbia Management Investment Distributors, Inc. | Charlotte, | NC | 03/2022 | Present |
| Unemployed | Lutherville | MD | 10/2021 | 03/2022 |
| Columbia Management Investment Advisors | Charlotte | NC | 03/2022 | Present |
Name of Activity: Phi Gamma Delta, Beta Mu Chapter; Date Activity Started/Modified/Ended: 1/1/2018; Type of Activity: Field is Blank!; Role/Relationship: Officer; Responsibilities: Help manage Fraternity budget, communicate with Alumni, coordinate Alumni events; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Westwicke HOA; Date Activity Started/Modified/Ended: 1/1/2019; Type of Activity: Field is Blank!; Role/Relationship: Officer; Responsibilities: Help manage HOA budget, communicate with residents, maintain community property; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Member of Executive Committee of CAIA Association; Date Activity Started/Modified/Ended: 3/1/2025; Type of Activity: Field is Blank!; Role/Relationship: Other - Executive Committee Member; Responsibilities: Help organize and attend educational or networking events in the area.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-16 |
| S66 | Uniform Combined State Law Examination | 2004-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-29 |
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