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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-04
AZ RA APPROVED 2022-04-25
DC RA APPROVED 2022-04-25
NV RA APPROVED 2022-04-19
OR RA APPROVED 2022-04-12
SD RA APPROVED 2022-04-12
FL RA APPROVED 2022-04-11
ND RA APPROVED 2022-04-11
WV RA APPROVED 2022-04-08
GA RA APPROVED 2022-04-07
MT RA APPROVED 2022-04-07
NE RA APPROVED 2022-04-07
NJ RA APPROVED 2022-04-07
NM RA APPROVED 2022-04-07
OH RA APPROVED 2022-04-07
UT RA APPROVED 2022-04-07
VT RA APPROVED 2022-04-07
AL RA APPROVED 2022-04-06
AK RA APPROVED 2022-04-06
AR RA APPROVED 2022-04-06
CA RA APPROVED 2022-04-06
CO RA APPROVED 2022-04-06
CT RA APPROVED 2022-04-06
DE RA APPROVED 2022-04-06
HI RA APPROVED 2022-04-06
ID RA APPROVED 2022-04-06
IL RA APPROVED 2022-04-06
IN RA APPROVED 2022-04-06
IA RA APPROVED 2022-04-06
KS RA APPROVED 2022-04-06
KY RA APPROVED 2022-04-06
LA RA APPROVED 2022-04-06
ME RA APPROVED 2022-04-06
MD RA APPROVED 2022-04-06
MI RA APPROVED 2022-04-06
MN RA APPROVED 2022-04-06
MS RA APPROVED 2022-04-06
MO RA APPROVED 2022-04-06
NH RA APPROVED 2022-04-06
NY RA APPROVED 2022-04-06
NC RA APPROVED 2022-04-06
OK RA APPROVED 2022-04-06
PA RA APPROVED 2022-04-06
RI RA APPROVED 2022-04-06
SC RA APPROVED 2022-04-06
TX RA APPROVED 2022-04-06
VA RA APPROVED 2022-04-06
WA RA APPROVED 2022-04-06
WI RA APPROVED 2022-04-06
WY RA APPROVED 2022-04-06
  • MA RA
    APPROVED
    Since 2022-05-04
  • AZ RA
    APPROVED
    Since 2022-04-25
  • DC RA
    APPROVED
    Since 2022-04-25
  • NV RA
    APPROVED
    Since 2022-04-19
  • OR RA
    APPROVED
    Since 2022-04-12
  • SD RA
    APPROVED
    Since 2022-04-12
  • FL RA
    APPROVED
    Since 2022-04-11
  • ND RA
    APPROVED
    Since 2022-04-11
  • WV RA
    APPROVED
    Since 2022-04-08
  • GA RA
    APPROVED
    Since 2022-04-07
  • MT RA
    APPROVED
    Since 2022-04-07
  • NE RA
    APPROVED
    Since 2022-04-07
  • NJ RA
    APPROVED
    Since 2022-04-07
  • NM RA
    APPROVED
    Since 2022-04-07
  • OH RA
    APPROVED
    Since 2022-04-07
  • UT RA
    APPROVED
    Since 2022-04-07
  • VT RA
    APPROVED
    Since 2022-04-07
  • AL RA
    APPROVED
    Since 2022-04-06
  • AK RA
    APPROVED
    Since 2022-04-06
  • AR RA
    APPROVED
    Since 2022-04-06
  • CA RA
    APPROVED
    Since 2022-04-06
  • CO RA
    APPROVED
    Since 2022-04-06
  • CT RA
    APPROVED
    Since 2022-04-06
  • DE RA
    APPROVED
    Since 2022-04-06
  • HI RA
    APPROVED
    Since 2022-04-06
  • ID RA
    APPROVED
    Since 2022-04-06
  • IL RA
    APPROVED
    Since 2022-04-06
  • IN RA
    APPROVED
    Since 2022-04-06
  • IA RA
    APPROVED
    Since 2022-04-06
  • KS RA
    APPROVED
    Since 2022-04-06
  • KY RA
    APPROVED
    Since 2022-04-06
  • LA RA
    APPROVED
    Since 2022-04-06
  • ME RA
    APPROVED
    Since 2022-04-06
  • MD RA
    APPROVED
    Since 2022-04-06
  • MI RA
    APPROVED
    Since 2022-04-06
  • MN RA
    APPROVED
    Since 2022-04-06
  • MS RA
    APPROVED
    Since 2022-04-06
  • MO RA
    APPROVED
    Since 2022-04-06
  • NH RA
    APPROVED
    Since 2022-04-06
  • NY RA
    APPROVED
    Since 2022-04-06
  • NC RA
    APPROVED
    Since 2022-04-06
  • OK RA
    APPROVED
    Since 2022-04-06
  • PA RA
    APPROVED
    Since 2022-04-06
  • RI RA
    APPROVED
    Since 2022-04-06
  • SC RA
    APPROVED
    Since 2022-04-06
  • TX RA
    APPROVED
    Since 2022-04-06
  • VA RA
    APPROVED
    Since 2022-04-06
  • WA RA
    APPROVED
    Since 2022-04-06
  • WI RA
    APPROVED
    Since 2022-04-06
  • WY RA
    APPROVED
    Since 2022-04-06

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Lutherville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services Llc Baltimore MD 10/2014 10/2021
Clearbridge Investments New York NY 10/2014 10/2021
Legg Mason & Co Baltimore MD 10/2014 10/2021
Columbia Management Investment Distributors, Inc. Charlotte, NC 03/2022 Present
Unemployed Lutherville MD 10/2021 03/2022
Columbia Management Investment Advisors Charlotte NC 03/2022 Present
  • 10/2014 → 10/2021
    Legg Mason Investor Services Llc
    Baltimore, MD
  • 10/2014 → 10/2021
    Clearbridge Investments
    New York, NY
  • 10/2014 → 10/2021
    Legg Mason & Co
    Baltimore, MD
  • 03/2022 → Present
    Columbia Management Investment Distributors, Inc.
    Charlotte,, NC
  • 10/2021 → 03/2022
    Unemployed
    Lutherville, MD
  • 03/2022 → Present
    Columbia Management Investment Advisors
    Charlotte, NC
Previous Registrations
Other Businesses

Name of Activity: Phi Gamma Delta, Beta Mu Chapter; Date Activity Started/Modified/Ended: 1/1/2018; Type of Activity: Field is Blank!; Role/Relationship: Officer; Responsibilities: Help manage Fraternity budget, communicate with Alumni, coordinate Alumni events; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Westwicke HOA; Date Activity Started/Modified/Ended: 1/1/2019; Type of Activity: Field is Blank!; Role/Relationship: Officer; Responsibilities: Help manage HOA budget, communicate with residents, maintain community property; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Member of Executive Committee of CAIA Association; Date Activity Started/Modified/Ended: 3/1/2025; Type of Activity: Field is Blank!; Role/Relationship: Other - Executive Committee Member; Responsibilities: Help organize and attend educational or networking events in the area.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-16
S66 Uniform Combined State Law Examination 2004-12-17
S63 Uniform Securities Agent State Law Examination 2004-06-29
  • S65 Uniform Investment Adviser Law Examination
    2010-02-16
  • S66 Uniform Combined State Law Examination
    2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    2004-06-29
Designations
Other Names
  • Thomas Dudley Bloomer

View on SEC IAPD

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