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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-18
LA RA APPROVED 2019-06-17
  • TX RA
    APPROVED_RES
    Since 2019-06-18
  • LA RA
    APPROVED
    Since 2019-06-17

Branch Locations

636 Carondelet, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New Orleans LA 02/2010 06/2019
Raymond James Financial Services, Inc. New Orleans LA 06/2019 Present
Raymond James Financial Services Advisors Inc. New Orleans LA 06/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Castle H Properties Address: 201 N Roadway St, New Orleans, LA, 70124, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/04/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property rentals (2)Name of Business: Henderson Hutter Group, LLC Address: 636 Carondelet, New Orleans, LA, 70130, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and financial advisor (3)Name of Business: New Orleans Yacht Club Address: 403 N Roadway St, New Orleans, LA, 70124, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Interact with Bookkeeper and staff

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-23
  • S66 Uniform Combined State Law Examination
    2004-04-23

View on SEC IAPD

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