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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-09-28
  • WI RA
    APPROVED
    Since 2012-09-28

Branch Locations

Health Care Credit Union 429 N Sawyer St, Oshkosh, WI 54902 • United States

509 S Washburn St, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Oshkosh WI 09/2012 Present
Previous Registrations
Other Businesses

1. 09/18/2012 - KUETTNER FINANCIAL SERVICES, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 02/02/2015 - NO BUSINESS NAME - NOT INV REL - 600 S MAIN ST, SUITE 105, OSHKOSH, WI 54902 - NOTARY - START 04/22/2013 - 0 HOURS PER MONTH - PROVIDE NOTARY SERVICES FOR CLIENTS - NO CHARGE 3. 07/29/2015 - KUETTNER FINANCIAL HOLDING, LLC - INV REL - 600 S MAIN ST, SUITE 105,106,107,10,11,12, OSHKOSH, WI 54902 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2013 - 0 HOURS PER MONTH - RENT FROM KUETTNER FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-03
  • S66 Uniform Combined State Law Examination
    2004-03-03
Other Names
  • Cynthia Ann Kuettner
  • Cynthia Ann Stephani

View on SEC IAPD

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