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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-09-18
  • TX RA
    APPROVED
    Since 2006-09-18

Branch Locations

6900 I-40 West Suite 304 C, Amarillo, TX 79106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Amarillo TX 07/2003 Present
Mml Investor Service Amarillo TX 12/2003 Present
  • 07/2003 → Present
    Massmutual
    Amarillo, TX
  • 12/2003 → Present
    Mml Investor Service
    Amarillo , TX
Other Businesses

NAME: BRAD STEPP INV REL: Y ADD: 6900 I 40 WEST STE 304 C AMARILLO, TX 79106 NATURE: LIFE, HEALTH, DI, AND SUPPLEMENTAL INSURANCE PRODUCTS POSITION: AGENT START DATE: 06/01/2004 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 15

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-05
S63 Uniform Securities Agent State Law Examination 2003-12-10
  • S65 Uniform Investment Adviser Law Examination
    2006-09-05
  • S63 Uniform Securities Agent State Law Examination
    2003-12-10

View on SEC IAPD

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