Kevin H Fung

Current Employers

Employment History

• 04/2013 → 09/2021
  Hsbc Securities (Usa) Inc
  Oakland, CA
• 08/2016 → 09/2021
  Hsbc Bank Usa, N.A.
  Oakland, CA
• 09/2021 → 09/2021
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
• 09/2021 → 05/2025
  Hsbc Bank Usa, N.A.
  San Francisco, CA
• 09/2021 → 05/2025
  Hsbc Securities (Usa) Inc.
  San Francisco, CA
• 05/2025 → Present
  Citigroup
  San Francisco, CA

Previous Registrations

• 2010-08-09 → 2025-06-26
  Hsbc Securities (Usa) Inc.
  San Francisco, CA
  Oakland, CA
  Concord, CA
  Fremont, CA
  San Francisco, CA
• 2021-09-13 → 2021-09-28
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
• 2005-08-11 → 2010-07-19
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

1.The name of the other business: 673 Morse LLC. 2.Whether the business is investment-related: Yes. 3.The address of the other business: 673 Morse Street, San Francisco, CA; 4.The nature of the other business: Investment properties. 5.Your position: Owner 6.Title: N/A 7.Relationship with the other business: I own the property. 8.The start date of your relationship: 2008 9.The approximate number of hours/month you devote to the other business: 4 hours per month 10.The number of hours you devote to the other business during securities trading hours: None 11.Briefly describe your duties relating to the other business Property management. Coordinate property maintenance, collect rents. 1.The name of the other business: 2405 Sacramento Street 2.Whether the business is investment-related: Yes. 3.The address of the other business: 2405 Sacramento Street, Berkeley, CA; 4.The nature of the other business: Investment properties. 5.Your position: Owner 6.Title: N/A 7.Relationship with the other business: I own the property. 8.The start date of your relationship: 2008 9.The approximate number of hours/month you devote to the other business: 4 hours per month 10.The number of hours you devote to the other business during securities trading hours: None 11.Briefly describe your duties relating to the other business Property management. Coordinate property maintenance, collect rents. 1.The name of the other business: 707 Washington Ave 2.Whether the business is investment-related: Yes. 3.The address of the other business: 707 Washington Ave, Albany, CA; 4.The nature of the other business: Investment properties. 5.Your position: Owner 6.Title: N/A 7.Relationship with the other business: I own the property. 8.The start date of your relationship: 2018 9.The approximate number of hours/month you devote to the other business: 4 hours per month 10.The number of hours you devote to the other business during securities trading hours: None 11.Briefly describe your duties relating to the other business Property management. Coordinate property maintenance, collect rents. 1. The name of the other business; Hong Kong Association of Northern California 2. Whether the business is investment-related: No 3. The address of the other business: 130 Montgomery Street #5F, San Francisco, CA 94104 4. The nature of the other business: HKANC is a non-profit, tax-exempt organization fostering ties between Hong Kong and Northern CA. It's a trade association. 5. Your position: Board Member 6. Title, or relationship with the other business: Board of Director 7. The start date of your relationship: Dec 13, 2023 8. The approximate number of hours/month you devote to the other business: 1 hour/month 9. The number of hours you devote to the other business during securities trading hours: 0 10. And briefly describe your duties relating to the other business: As a board member, I attend regular board meetings to govern operational events, programs, and activities of the organization.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-10
• S63 Uniform Securities Agent State Law Examination
  2004-05-19

Designations

Other Names

• Kevin H Fung
• Kevin Fung