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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-02
GA RA APPROVED 2019-10-07
  • TX RA
    APPROVED
    Since 2023-02-02
  • GA RA
    APPROVED
    Since 2019-10-07

Branch Locations

12640 Crabapple Rd., Ste. 300, Milton, GA 30004 • United States

12640 Crabapple Rd. Ste 300, Milton, GA 30004 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Security Corporation, Inc Cumming GA 08/2004 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2004-09-09 → 2019-10-09
    Fsc Securities Corporation
    Roswell, GA
    Cumming, GA
    Cumming, GA
    Alpharetta, GA
    Milton, GA
    Milton, GA
  • 2003-05-02 → 2004-08-19
    Raymond James Financial Services, Inc.
    Atlanta, GA
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 12640 CRABAPPLE RD STE 300 MILTON GA, 09/2004, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2019, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 3) NETTUNO WEALTH MANAGEMENT, 12640 CRABAPPLE RD STE 300 MILTON GA, 01/2019, IAR, DBA, INV REL, 30 HR/MO 30 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-25
  • S66 Uniform Combined State Law Examination
    2000-01-25
Designations

View on SEC IAPD

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