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Kristopher Thomas Olexy

Osaic Wealth, Inc.

Richmond, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-07
NC RA APPROVED 2024-06-06
TX RA APPROVED 2023-06-08
VA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-06-07
  • NC RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED
    Since 2023-06-08
  • VA RA
    APPROVED
    Since 2018-11-02

Branch Locations

8720 Stony Point Parkway Suite 325, Richmond, VA 23235 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Financial Services Richmond VA 06/2002 11/2018
Osaic Wealth, Inc. Henrico VA 11/2018 Present
  • 06/2002 → 11/2018
    John Hancock Financial Services
    Richmond, VA
  • 11/2018 → Present
    Henrico, VA
Previous Registrations
  • 2006-01-12 → 2018-11-02
    Signator Investors, Inc.
    Henrico, VA
    Raleigh, NC
Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Advanced Planning Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/23/2003 ADDRESS: 3957 Westerre Parkway, Suite 402, Richmond VA 23233, United States DESCRIPTION: Meeting with new and existing clients. Reviewing client insurance and investment accounts. Meeting with advisors in the office, helping them grow their practices. 2. INDEPENDENT INSURANCE AGENT POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2002 ADDRESS: 3957 Westerre Parkway, Suite 402, Richmond VA 23233, United States DESCRIPTION: Insurance Agent 3. OLEXY ADVISORS, LLC POSITION: CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: 3957 Westerre Parkway Suite 402, Richmond VA 23233, United States DESCRIPTION: This is an LLC established for tax purposes only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-23
S63 Uniform Securities Agent State Law Examination 2004-03-24
  • S65 Uniform Investment Adviser Law Examination
    2005-12-23
  • S63 Uniform Securities Agent State Law Examination
    2004-03-24
Designations

View on SEC IAPD

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