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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-07 |
| NC | RA | APPROVED | 2024-06-06 |
| TX | RA | APPROVED | 2023-06-08 |
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
8720 Stony Point Parkway Suite 325, Richmond, VA 23235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Financial Services | Richmond | VA | 06/2002 | 11/2018 |
| Osaic Wealth, Inc. | Henrico | VA | 11/2018 | Present |
1. CAPITOL FINANCIAL SOLUTIONS POSITION: Advanced Planning Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/23/2003 ADDRESS: 3957 Westerre Parkway, Suite 402, Richmond VA 23233, United States DESCRIPTION: Meeting with new and existing clients. Reviewing client insurance and investment accounts. Meeting with advisors in the office, helping them grow their practices. 2. INDEPENDENT INSURANCE AGENT POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/12/2002 ADDRESS: 3957 Westerre Parkway, Suite 402, Richmond VA 23233, United States DESCRIPTION: Insurance Agent 3. OLEXY ADVISORS, LLC POSITION: CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: 3957 Westerre Parkway Suite 402, Richmond VA 23233, United States DESCRIPTION: This is an LLC established for tax purposes only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
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