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Kristen Peterson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-12-15
NJ RA APPROVED 2004-11-24
  • TX RA
    APPROVED
    Since 2004-12-15
  • NJ RA
    APPROVED
    Since 2004-11-24

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 10/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-23
  • S66 Uniform Combined State Law Examination
    2004-11-23
Other Names
  • Kristen Fritz
  • Kristen Marie Fritz

View on SEC IAPD

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