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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-09 |
| CA | RA | APPROVED | 2021-08-24 |
Branch Locations
3649 Stocker St, Los Angeles, CA 90008 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
3321 S La Cienaga Blvd Ste B, Los Angeles, CA 90016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Culver City | CA | 08/2016 | 07/2021 |
| Bank Of America, N.A. | Culver City | CA | 08/2016 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 08/2021 | Present |
| Wells Fargo Bank, Na | Beverly Hills | CA | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-23 |
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