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Luigi Frank Veltri

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Trumbull, CT

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-01
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-01
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

Trumbull, CT • United States

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Clinton CT 05/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 10/2009 Present
Previous Registrations
  • 2006-06-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Clinton, CT
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-16
S63 Uniform Securities Agent State Law Examination 2003-03-25
  • S66 Uniform Combined State Law Examination
    2006-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-03-25
Other Names
  • Louie Frank Veltri

View on SEC IAPD

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