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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-02
NJ RA APPROVED 2005-11-28
  • TX RA
    APPROVED
    Since 2005-12-02
  • NJ RA
    APPROVED
    Since 2005-11-28

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

North Brunswick, NJ • United States

North Brunswick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2005 Present
Bank Of America, N.A. Pennington NJ 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-28
  • S66 Uniform Combined State Law Examination
    2004-02-28

View on SEC IAPD

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