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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

11 Bay St, Easton, MD 21601 • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 03/2014 09/2019
Investacorp Advisory Services Miami FL 03/2014 09/2019
Lpl Financial Llc Easton MD 09/2019 Present
Gateway Wealth Partners, Llc Easton MD 02/2023 Present
Pioneer Financial Services, Inc. Easton MD 09/2003 02/2023
  • 03/2014 → 09/2019
    Investacorp Inc
    Miami, FL
  • 03/2014 → 09/2019
    Investacorp Advisory Services
    Miami, FL
  • 09/2019 → Present
    Lpl Financial Llc
    Easton, MD
  • 02/2023 → Present
    Easton, MD
  • 09/2003 → 02/2023
    Pioneer Financial Services, Inc.
    Easton, MD
Previous Registrations
  • 2014-03-20 → 2019-09-18
    Investacorp Advisory Services Inc
    Easton, MD
  • 2010-10-14 → 2014-03-19
    Easton, MD
    Towson, MD
Other Businesses

1. 09/18/2019 - PIONEER FINANCIAL SERVICES INC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 09/2003 - 80 Hours Per Month/ 20 Hours During Securities Trading 2. 09/18/2019 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/18/19 - 5 Hours Per Month - Time Spent 5% 3. 05/26/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- IAR - Start Date 04/01/2023 - 5 Hours Per Month/ During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-03
S63 Uniform Securities Agent State Law Examination 2004-02-13
  • S66 Uniform Combined State Law Examination
    2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2004-02-13

View on SEC IAPD

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