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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
Branch Locations
11 Bay St, Easton, MD 21601 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Miami | FL | 03/2014 | 09/2019 |
| Investacorp Advisory Services | Miami | FL | 03/2014 | 09/2019 |
| Lpl Financial Llc | Easton | MD | 09/2019 | Present |
| Gateway Wealth Partners, Llc | Easton | MD | 02/2023 | Present |
| Pioneer Financial Services, Inc. | Easton | MD | 09/2003 | 02/2023 |
1. 09/18/2019 - PIONEER FINANCIAL SERVICES INC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 09/2003 - 80 Hours Per Month/ 20 Hours During Securities Trading 2. 09/18/2019 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/18/19 - 5 Hours Per Month - Time Spent 5% 3. 05/26/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- IAR - Start Date 04/01/2023 - 5 Hours Per Month/ During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-13 |
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