Mark Bennett Johnston

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-06-29
TX	RA	APPROVED	2020-02-27

NC RA
APPROVED

Since 2020-06-29
TX RA
APPROVED

Since 2020-02-27

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/1999	Present
Self-Employed	Waxhaw	NC	02/2024	Present
Vanguard Marketing Corporation	Charlotte	NC	07/1999	Present
Vanguard Advisers, Inc.	Charlotte	NC	02/2020	Present

07/1999 → Present

The Vanguard Group, Inc.

Charlotte, NC
02/2024 → Present

Self-Employed

Waxhaw, NC
07/1999 → Present

Vanguard Marketing Corporation

Charlotte, NC
02/2020 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 02/2024 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVER FOOD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-17

S63 Uniform Securities Agent State Law Examination

1998-10-17

Designations

View on SEC IAPD