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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-15
NJ RA APPROVED 2016-09-20
IN RA APPROVED 2011-05-05
CT RA APPROVED 2009-11-18
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • NJ RA
    APPROVED
    Since 2016-09-20
  • IN RA
    APPROVED
    Since 2011-05-05
  • CT RA
    APPROVED
    Since 2009-11-18

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 02/2008 Present
Bank Of America, N.A. Short Hills NJ 02/2017 Present
Previous Registrations
  • 2004-01-05 → 2004-01-21
    Legg Mason Wood Walker, Incorporated
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-11
  • S66 Uniform Combined State Law Examination
    2009-11-11
Other Names
  • James Clarke Ahern
  • James C Ahern

View on SEC IAPD

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